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Saxo Capital Markets UK Ltd

英国 FCA · FRN 551422 · Authorised

기관 소개

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공식 등록 필드

규제 기관	FCA
라이선스/등록번호	FRN 551422
등록 상태	Authorised（生效 05/10/2011）
사업 유형	Regulated
주소	26th Floor, 40 Bank Street, London, E14 5DA
웹사이트	https://www.home.saxo/en-gb/
현재 상호	Saxo UK Saxo Markets Saxo Capital Markets Saxo
이전 상호	Saxo Capital Markets UK Limited
고객 자금	Hold and control client money
Companies House	07413871

数据来源：FCA Register API · 同步日期 2026-10-28

허가 활동(FCA Permissions 원문)

규제 대상 활동	고객 유형	投资品
Agreeing to carry on a regulated activity
Safeguarding and administration of assets (without arranging)	Retail (Investment), Professional, Eligible Counterparty	Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture Commodity option and option on commodity future
Managing investments	Retail (Investment), Professional	Spread Bet Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Unit Certificates representing certain security Rights to or interests in investments (Security) Warrant Government and public security
Dealing in investments as principal	Retail (Investment), Professional, Eligible Counterparty	Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Advising on investments (except on Pension Transfers and Pension Opt Outs)	Retail (Investment), Professional	Spread Bet Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Unit Certificates representing certain security Rights to or interests in investments (Security) Warrant Government and public security
Making arrangements with a view to transactions in investments	Retail (Investment), Professional, Eligible Counterparty	Personal pension scheme Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture
Dealing in investments as agent	Retail (Investment), Professional, Eligible Counterparty	Personal pension scheme Warrant Unit Share Rolling spot forex contract Spread Bet Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture
Arranging safeguarding and administration of assets	Retail (Investment), Professional, Eligible Counterparty	Personal pension scheme Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture
Arranging (bringing about) deals in investments	Professional, Eligible Counterparty, Retail (Investment)	Personal pension scheme Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture

⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。