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규제 등록 데이터베이스 › ASIC › AFSL 564458
AUSSIE CAPITAL COMPLIANCE PTY LTD
澳大利亚 ASIC · AFSL 564458 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
AUSSIE CAPITAL COMPLIANCE PTY LTD 是一家在澳大利亚注册的金融服务机构,登记地址位于 CAMPBELLTOWN SA 5074。
该机构的牌照/登记号为 AFSL 564458,当前登记状态为 Authorised(AFS 许可人 — 外汇/衍生品相关授权),牌照生效日期为 08/04/2025。
该机构被授权向批发客户提供以下服务:提供一般金融产品建议,涉及存款和支付产品、外汇合约、管理投资计划权益及证券;买卖金融产品,包括外汇合约、管理投资计划权益及证券;以及提供非投资者定向组合服务的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| 규제 기관 | ASIC |
| 라이선스/등록 번호 | AFSL 564458 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 89675271262 |
| 牌照生效日期 | 08/04/2025 |
| 登记地区 | CAMPBELLTOWN SA 5074 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.