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3PD PTY LIMITED
澳大利亚 ASIC · AFSL 532567 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 532567 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 89642919926 |
| 라이선스 발효일 | 22/09/2021 |
| 등록 지역 | KIRRIBILLI NSW 2061 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities; and
(vii) superannuation; and
(b) deal in a financial product by:
(i) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities; and
(G) superannuation;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities; and
(vii) superannuation; and
(b) deal in a financial product by:
(i) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities; and
(G) superannuation;
to wholesale clients.
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