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NORTHERN TRUST ASSET MANAGEMENT AUSTRALIA PTY LTD
澳大利亚 ASIC · AFSL 529895 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
机构名称为NORTHERN TRUST ASSET MANAGEMENT AUSTRALIA PTY LTD，登记地址位于澳大利亚墨尔本维多利亚州3000。
该机构的牌照/登记号为AFSL 529895，登记状态为授权（AFS持牌人—涉及外汇和衍生品的授权），牌照生效日期为2021年9月23日。
该机构被授权提供一般金融产品建议，涉及的金融产品类别包括衍生品、外汇合约、政府发行或拟发行的债券、股票或凭证、排除投资者定向投资服务的集合投资计划权益以及证券；同时可从事相关金融产品的发行、申请、获取、变更或处置，以及代表其他人在上述产品类别上进行相关操作，服务对象为专业客户。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息应以澳大利亚证券和投资委员会（ASIC）的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 529895 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 71648476019 |
| 라이선스 발효일 | 23/09/2021 |
| 등록 지역 | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.