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FISHER INVESTMENTS AUSTRALASIA PTY LTD
澳大利亚 ASIC · AFSL 433312 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 433312 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 86159670667 |
| 라이선스 발효일 | 08/03/2013 |
| 등록 지역 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities;
to wholesale clients.
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