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TORONTO DOMINION AUSTRALIA LIMITED
澳大利亚 ASIC · AFSL 404698 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
TORONTO DOMINION AUSTRALIA LIMITED 是一家在澳大利亚证券和投资委员会（ASIC）登记的金融机构。
该机构的牌照/登记号为 AFSL 404698，登记状态为 Authorised（AFS 许可人 —— 涉及外汇和衍生品的授权），牌照生效日期为 01/07/2011。
该机构获授权提供以下服务：为特定金融产品提供财务产品建议，包括存款和支付产品、政府发行的债券、股票或债券，以及证券；为衍生品和外汇合约提供一般财务产品建议；代表他人处理存款和支付产品、政府发行的债券、股票或债券，以及证券；承销证券发行；并为政府发行的债券、股票或债券及其他实体发行的债券做市。
该机构的登记地址为 International，未提供具体商号或网站信息。
请读者注意，所有信息应以 ASIC 官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 404698 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73004858020 |
| 라이선스 발효일 | 01/07/2011 |
| 등록 지역 | International |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.