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규제 등록부 › ASIC › AFSL 337985

GLENEAGLE SECURITIES (AUST) PTY LIMITED

澳大利亚 ASIC · AFSL 337985 · Authorised (AFS licensee — FX/derivatives-related authorisation)

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공식 등록 필드

규제 기관ASIC
라이선스/등록번호AFSL 337985
등록 상태Authorised (AFS licensee — FX/derivatives-related authorisation)
ABN/ACN58136930526
라이선스 발효일31/08/2009
등록 지역SYDNEY NSW 2000 Australia

数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28

인가 조건(ASIC 원문)

1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Managed investment schemes limited to MDA services","Wholesale clients
,"","1.1.7 Margin lending facilities limited to non-standard facilities","Wholesale clients
,"","1.1.8 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.9 Non-basic deposit products","Wholesale clients
,"","1.1.10 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Derivatives","Retail clients
,"","1.2.4 Foreign exchange contracts","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Managed investment schemes limited to MDA services","Retail clients
,"","1.2.7 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.8 Non-basic deposit products","Retail clients
,"","1.2.9 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes limited to MDA services","Retail and wholesale clients
,"","2.1.4 Managed investment schemes limited to own managed investment schemes","Retail and wholesale clients
,"","2.1.5 Margin lending facilities limited to non-standard facilities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.6 Managed investment schemes limited to MDA services","Retail and wholesale clients
,"","2.2.7 Margin lending facilities limited to non-standard facilities","Wholesale clients
,"","2.2.8 Margin lending facilities limited to standard facilities","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Securities","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
,"","2.3.2 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Foreign exchange contracts","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
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