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QUAD CODE AU LTD
澳大利亚 ASIC · AFSL 327075 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
QUAD CODE AU LTD 是一家在澳大利亚注册的金融机构,登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 327075,登记状态为授权(AFS持牌人 — 外汇/衍生品相关授权),牌照生效日期为 2008 年 12 月 15 日。
该机构获授权提供多种金融服务,包括为零售和批发客户提供外汇合约、衍生品、存款和支付产品、政府发行的债券、管理投资方案、退休储蓄账户、证券、标准保证金贷款设施以及超级年金等金融服务。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会的官方登记页面为准,同时警惕任何冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 327075 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 76131376415 |
| 라이선스 발효일 | 15/12/2008 |
| 등록 지역 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(A) MDA services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) standard margin lending facility;
(x) superannuation; and
(xi) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) interests in managed investment schemes limited to:
(1) MDA services; and
(F) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(1) MDA services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(A) MDA services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) standard margin lending facility;
(x) superannuation; and
(xi) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) interests in managed investment schemes limited to:
(1) MDA services; and
(F) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(1) MDA services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives;
to retail and wholesale clients.
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