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BELL POTTER PLATFORMS PTY LTD
澳大利亚 ASIC · AFSL 247289 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 247289 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 33068782338 |
| 라이선스 발효일 | 01/03/2004 |
| 등록 지역 | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives limited to:
(A) old law securities options contracts and warrants;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vii) interests in managed investment schemes including:
(A) investor directed portfolio services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities;
(x) superannuation; and
(xi) financial products limited to:
(A) miscellaneous financial investment products limited to managed investment warrants:
(1) to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii), and
(2) that is transferable, and
(3) that is a warrant as defined in the ASX Operating Rule that has been admitted by the ASX to trading status on a financial market of the ASX; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives limited to:
(1) old law securities options contracts and warrants;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities;
(H) superannuation; and
(I) financial products limited to:
(1) miscellaneous financial investment products limited to managed investment warrants: (i) to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii)or 764A(1)(ba)(ii), and (ii) that is transferable, and (iii) that is a warrant as defined in the ASX Operating Rule that has been admitted by the ASX to trading status on a financial market of the ASX;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives limited to:
(A) old law securities options contracts and warrants;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vii) interests in managed investment schemes including:
(A) investor directed portfolio services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities;
(x) superannuation; and
(xi) financial products limited to:
(A) miscellaneous financial investment products limited to managed investment warrants:
(1) to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii), and
(2) that is transferable, and
(3) that is a warrant as defined in the ASX Operating Rule that has been admitted by the ASX to trading status on a financial market of the ASX; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives limited to:
(1) old law securities options contracts and warrants;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities;
(H) superannuation; and
(I) financial products limited to:
(1) miscellaneous financial investment products limited to managed investment warrants: (i) to which the definition of derivative in sub section 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii)or 764A(1)(ba)(ii), and (ii) that is transferable, and (iii) that is a warrant as defined in the ASX Operating Rule that has been admitted by the ASX to trading status on a financial market of the ASX;
to retail and wholesale clients.
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