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BROOKFIELD MANAGEMENT EQUITY PLANS LIMITED
澳大利亚 ASIC · AFSL 241178 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
BROOKFIELD MANAGEMENT EQUITY PLANS LIMITED 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 241178,登记状态为授权(AFS持牌人),牌照生效日期为 2004 年 2 月 17 日。
该机构获授权提供一般金融产品建议,包括管理投资计划的权益(不包括投资者定向组合服务),以及自 2022 年 7 月 1 日起的 CCIV 证券。此外,该机构可从事金融产品的交易,包括衍生品、外汇合约、管理投资计划的权益和证券的发行、申请、收购、变更或处置,以及代表他人处理存款和支付产品、衍生品、外汇合约、一般保险产品、政府发行的债券、管理投资计划的权益和证券。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息仅基于官方登记内容,建议通过 ASIC 官方登记页面核实信息,同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 241178 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 48096295233 |
| 라이선스 발효일 | 17/02/2004 |
| 등록 지역 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) from 1 July 2022, securities in a CCIV; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(iii) underwriting:
(A) interests in managed investment schemes;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) from 1 July 2022, securities in a CCIV; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(iii) underwriting:
(A) interests in managed investment schemes;
to retail and wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.