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CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED
澳大利亚 ASIC · AFSL 240992 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED 是一家在澳大利亚注册的金融机构，登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 240992，登记状态为授权（AFS持牌人—涉及外汇和衍生品的授权），牌照生效日期为2004年3月1日。
该机构获授权提供金融产品建议，包括衍生品、外汇合约、政府发行的债券、股票或债券、投资方案权益以及证券等。同时，它还可以代表客户进行相关金融产品的申请、获取、变更或处置。
目前未提供商号、网站或跨境服务信息。
请读者以澳大利亚证券与投资委员会（ASIC）的官方登记页面为准，注意防范冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 240992 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 64003114832 |
| 라이선스 발효일 | 01/03/2004 |
| 등록 지역 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients in relation to the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(v) securities;
(b) provide general financial product advice to retail clients in relation to the following classes of financial products:
(i) carbon units;
(ii) Australian carbon credit units; and
(iii) eligible international emissions units;
(c) provide financial product advice to wholesale clients in relation to the following classes of financial products:
(i) carbon units;
(ii) Australian carbon credit units; and
(iii) eligible international emissions units;
(d) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) securities;
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) carbon units;
(B) Australian carbon credit units; and
(C) eligible international emissions units; and
(e) underwriting to retail and wholesale clients:
(i) interests in managed investment schemes; and
(ii) an issue of securities;
(f) make a market to retail and wholesale clients for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
(iv) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(g) make a market to wholesale clients for the following financial products:
(i) carbon units;
(ii) Australian carbon credit units;
(iii) eligible international emissions units; and
(h) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
(a) provide financial product advice to retail and wholesale clients in relation to the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(v) securities;
(b) provide general financial product advice to retail clients in relation to the following classes of financial products:
(i) carbon units;
(ii) Australian carbon credit units; and
(iii) eligible international emissions units;
(c) provide financial product advice to wholesale clients in relation to the following classes of financial products:
(i) carbon units;
(ii) Australian carbon credit units; and
(iii) eligible international emissions units;
(d) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) securities;
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) carbon units;
(B) Australian carbon credit units; and
(C) eligible international emissions units; and
(e) underwriting to retail and wholesale clients:
(i) interests in managed investment schemes; and
(ii) an issue of securities;
(f) make a market to retail and wholesale clients for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
(iv) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(g) make a market to wholesale clients for the following financial products:
(i) carbon units;
(ii) Australian carbon credit units;
(iii) eligible international emissions units; and
(h) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.