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UBS NOMINEES PTY LTD
澳大利亚 ASIC · AFSL 231088 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
UBS NOMINEES PTY LTD 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 231088，登记状态为授权（AFS持牌人），牌照生效日期为2004年1月1日。
该机构获授权从事金融产品交易，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、投资管理计划及证券等，并提供投资者定向投资服务（IDPS）及托管或保管服务。
该机构未提供商号或网站信息，也未提及跨境服务。
请读者注意，所有信息应以澳大利亚证券与投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 231088 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 32001450522 |
| 라이선스 발효일 | 01/01/2004 |
| 등록 지역 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities; and
(b) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities; and
(b) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.