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THETA ASSET MANAGEMENT LTD
澳大利亚 ASIC · AFSL 230920 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
THETA ASSET MANAGEMENT LTD是在澳大利亚证券与投资委员会（ASIC）登记的金融机构，登记地址位于悉尼。
该机构的牌照/登记号为AFSL 230920，登记状态为授权（AFS持牌人），牌照生效日期为2003年10月1日。
该机构获授权提供金融产品建议，包括基本存款产品、政府发行的债券、非投资者定向投资服务的管理投资方案以及证券；同时可进行衍生品、外汇合约、管理投资方案及证券的交易活动。此外，该机构还负责运营多个注册的管理投资方案。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，以上信息基于官方登记内容，建议通过ASIC官方网站核实信息，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 230920 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 37071807684 |
| 라이선스 발효일 | 01/10/2003 |
| 등록 지역 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(G) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Sterling Income Trust" scheme (ARSN: 158 828 105),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(ii) "Residential Property Rental Trust" scheme (ARSN: 167 970 809),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iii) "Residential Property Sales Trust" scheme (ARSN: 167 971 057),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iv) "Australian Corporate Bond Trust" scheme (ARSN: 603 010 779),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(v) "BrickX Platform" scheme (ARSN: 613 156 433),
(A) a scheme which only holds the following types of property:
(1) direct real property; and
(vi) "AIM Gateway Fund" scheme (ARSN: 613 156 479),
(A) a scheme which only holds the following types of property:
(1) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(G) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Sterling Income Trust" scheme (ARSN: 158 828 105),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(ii) "Residential Property Rental Trust" scheme (ARSN: 167 970 809),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iii) "Residential Property Sales Trust" scheme (ARSN: 167 971 057),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iv) "Australian Corporate Bond Trust" scheme (ARSN: 603 010 779),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(v) "BrickX Platform" scheme (ARSN: 613 156 433),
(A) a scheme which only holds the following types of property:
(1) direct real property; and
(vi) "AIM Gateway Fund" scheme (ARSN: 613 156 479),
(A) a scheme which only holds the following types of property:
(1) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.