🌐 이 페이지는 아직 번역이 완료되지 않아 일부 내용이 중국어 간체로 표시됩니다.
VANGUARD INVESTMENTS AUSTRALIA LTD
澳大利亚 ASIC · AFSL 227263 · Authorised (AFS licensee — FX/derivatives-related authorisation)
기관 소개
VANGUARD INVESTMENTS AUSTRALIA LTD 是一家在澳大利亚注册的金融服务机构,登记地址位于墨尔本。
该机构的牌照/登记号为 AFSL 227263,登记状态为授权(AFS持牌人),牌照生效日期为 2003 年 7 月 1 日。
该机构被授权提供一般金融产品建议,包括存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划、证券以及养老金服务;同时可进行金融产品的交易,包括发行、申请、收购、变更或处置金融产品;并可运营特定的注册投资计划。
该机构提供名为“Vanguard Personal Investor”的投资者定向投资服务,但未提及商号、网站或跨境服务信息。
请读者注意,以上信息基于官方登记内容,如有疑问,请以 ASIC 官方登记页面为准。同时,需警惕冒用该名称的克隆网站或机构。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
공식 등록 필드
| 규제 기관 | ASIC |
| 라이선스/등록번호 | AFSL 227263 |
| 등록 상태 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 72072881086 |
| 라이선스 발효일 | 01/07/2003 |
| 등록 지역 | MELBOURNE VIC 3000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
인가 조건(ASIC 원문)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(d) provide the following custodial or depository services:
(i) operate the investor directed portfolio service known as "Vanguard Personal Investor" (the IDPS);
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(d) provide the following custodial or depository services:
(i) operate the investor directed portfolio service known as "Vanguard Personal Investor" (the IDPS);
to retail and wholesale clients.
⚠ 위험 경고: 외환 및 차액 거래 계약(CFD)은 레버리지 상품으로, 위험이 높고 초기 투자 금액을 초과한 손실이 발생할 수 있으며, 모든 투자자에게 적합하지 않습니다. 이 페이지의 내용은 일반적인 교육 자료이며, 투자 권고사항이 아니며, 어떤 제품, 거래소 또는 거래 행위에 대한 추천도 아닙니다. 거래 전에 위험을 충분히 이해하고, 소재지의 법률 및 규정을 준수하십시오.