EUR/USD 1.1143GBP/USD 1.3315USD/JPY 157.893USD/CHF 0.8288AUD/USD 0.7029USD/CAD 1.4041NZD/USD 0.5685USD/CNY 6.6810EUR/JPY 175.934EUR/GBP 0.8369EUR/USD 1.1143GBP/USD 1.3315USD/JPY 157.893USD/CHF 0.8288AUD/USD 0.7029USD/CAD 1.4041NZD/USD 0.5685USD/CNY 6.6810EUR/JPY 175.934EUR/GBP 0.8369
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Daftar regulasi › FCA › FRN 140836

CITIC SECURITIES (UK)

英国 FCA · FRN 140836 · Authorised

Profil lembaga

中文介绍正在根据官方登记信息生成中,请先参考下方官方字段。

📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。

在 FCA 官方登记处核实 ↗

Bidang daftar resmi

RegulatorFCA
No. lisensi / daftarFRN 140836
Status pendaftaranAuthorised(生效 01/12/2001)
Jenis usahaRegulated
AlamatLevel 34, 8 Bishopsgate, London, EC2N 4BQ
Situs webhttps://www.clsa.com/global-2/europe/
Nama dagang saat iniCITIC Securities International
CITIC Securities CLSA
CITIC Securities
CITIC CLSA
Nama sebelumnyaBlocsec
Laing & Cruickshank
Credit Lyonnais Securities
CLSA (UK)
CL-Alexanders Laing & Cruickshank
Dana klienHold and control client money
Companies House01008262

数据来源:FCA Register API · 同步日期 2026-10-28

Kegiatan diizinkan (asli FCA Permissions)

Kegiatan teregulasiJenis klien投资品
Agreeing to carry on a regulated activity
Safeguarding and administration of assets (without arranging)Professional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Unit
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Making arrangements with a view to transactions in investmentsProfessional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Unit
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Rights to or interests in investments (Contractually Based Investments)
Dealing in investments as principalProfessional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Rights to or interests in investments (Contractually Based Investments)
Dealing in investments as agentProfessional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Unit
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Arranging safeguarding and administration of assetsProfessional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Unit
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
Arranging (bringing about) deals in investmentsProfessional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Unit
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Rights to or interests in investments (Contractually Based Investments)
Advising on investments (except on Pension Transfers and Pension Opt Outs)Professional, Eligible CounterpartyShare
Debenture
Warrant
Certificates representing certain security
Unit
Rights to or interests in investments (Security)
Option (excluding a commodity option and an option on a commodity future)
Commodity option and option on commodity future
Future (excluding a commodity future and a rolling spot forex contract)
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet
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