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Daftar regulasi › ASIC › AFSL 455010
TOGETHR FINANCIAL PLANNING PTY LTD
澳大利亚 ASIC · AFSL 455010 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 455010 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 84124491078 |
| Tanggal berlaku lisensi | 06/05/2014 |
| Wilayah terdaftar | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities;
(vii) standard margin lending facility;
(viii superannuation; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products to wholesale clients:
(A) derivatives; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to retail and wholesale clients:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities;
(G) standard margin lending facility;
(H) superannuation; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients:
(A) derivatives;
(B) foreign exchange contracts;.
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities;
(vii) standard margin lending facility;
(viii superannuation; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products to wholesale clients:
(A) derivatives; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to retail and wholesale clients:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities;
(G) standard margin lending facility;
(H) superannuation; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients:
(A) derivatives;
(B) foreign exchange contracts;.
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