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Daftar regulasi › ASIC › AFSL 343546
HAMILTON ASSET MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 343546 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 343546 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 75139473699 |
| Tanggal berlaku lisensi | 25/06/2010 |
| Wilayah terdaftar | HAMILTON NSW 2303 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail and wholsale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government; and
(v) securities;
(b) provide financial product advice to retail and wholesale clients, for the following classes of financial products:
(i) interests in managed investment schemes, including:
(A) investor directed portfolio services;
(ii) securities which would be derivatives under section 761D, but for the operation of section 761D(3)(c) or regulation 7.1.04(7) of the Corporations Regulations; and
(iii) securities;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(D) securities which would be derivatives under section 761D, but for the operation of section 761D(3)(c) or regulation 7.1.04(7) of the Corporations Regulations.
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities;
(d) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Hamilton Income Fund" scheme (ARSN: 144 611 236),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(ii) "Hamilton Investment Fund" scheme (ARSN: 144 611 165),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(e) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide general financial product advice to retail and wholsale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government; and
(v) securities;
(b) provide financial product advice to retail and wholesale clients, for the following classes of financial products:
(i) interests in managed investment schemes, including:
(A) investor directed portfolio services;
(ii) securities which would be derivatives under section 761D, but for the operation of section 761D(3)(c) or regulation 7.1.04(7) of the Corporations Regulations; and
(iii) securities;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(D) securities which would be derivatives under section 761D, but for the operation of section 761D(3)(c) or regulation 7.1.04(7) of the Corporations Regulations.
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities;
(d) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Hamilton Income Fund" scheme (ARSN: 144 611 236),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(ii) "Hamilton Investment Fund" scheme (ARSN: 144 611 165),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(e) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
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