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Daftar regulasi › ASIC › AFSL 338264
FINCLEAR SERVICES PTY LTD
澳大利亚 ASIC · AFSL 338264 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 338264 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 60136184962 |
| Tanggal berlaku lisensi | 15/10/2009 |
| Wilayah terdaftar | NORTH SYDNEY NSW 2060 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product to both retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services to both retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
(a) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product to both retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services to both retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
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