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Daftar regulasi › ASIC › AFSL 301737
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
澳大利亚 ASIC · AFSL 301737 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Profil lembaga
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED是在澳大利亚证券与投资委员会（ASIC）登记的金融机构，登记地址位于悉尼。
该机构的牌照/登记号为AFSL 301737，登记状态为授权（AFS持牌人—外汇/衍生品相关授权），牌照生效日期为2006年9月4日。
该机构获授权提供金融产品建议和交易服务，包括基本存款产品、政府发行的债券、衍生品、外汇合约、非基本存款产品、非现金支付产品、证券等，服务对象为专业客户。
该机构未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅基于官方登记内容，建议以ASIC官方登记页面为准，并警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 301737 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 65117925970 |
| Tanggal berlaku lisensi | 04/09/2006 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Basic deposit products","Wholesale clients
,"","2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.1.3 Derivatives","Wholesale clients
,"","2.1.4 Foreign exchange contracts","Wholesale clients
,"","2.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.6 Non-basic deposit products","Wholesale clients
,"","2.1.7 Non-cash payment products","Wholesale clients
,"","2.1.8 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.3 Derivatives","Wholesale clients
,"","2.2.4 Foreign exchange contracts","Wholesale clients
,"","2.2.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.6 Non-basic deposit products","Wholesale clients
,"","2.2.7 Non-cash payment products","Wholesale clients
,"","2.2.8 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","3.1.2 Derivatives","Wholesale clients
,"","3.1.3 Foreign exchange contracts","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Basic deposit products","Wholesale clients
,"","2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.1.3 Derivatives","Wholesale clients
,"","2.1.4 Foreign exchange contracts","Wholesale clients
,"","2.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.6 Non-basic deposit products","Wholesale clients
,"","2.1.7 Non-cash payment products","Wholesale clients
,"","2.1.8 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.3 Derivatives","Wholesale clients
,"","2.2.4 Foreign exchange contracts","Wholesale clients
,"","2.2.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.6 Non-basic deposit products","Wholesale clients
,"","2.2.7 Non-cash payment products","Wholesale clients
,"","2.2.8 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
,"","3.1.2 Derivatives","Wholesale clients
,"","3.1.3 Foreign exchange contracts","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
⚠ Peringatan Risiko: Valuta asing dan kontrak untuk perbedaan harga (CFD) adalah produk leverage, berisiko tinggi, kerugian bisa melebihi investasi awal, tidak cocok untuk semua investor. Konten halaman ini hanya bersifat pendidikan umum, bukan saran investasi, dan bukan rekomendasi untuk produk, pedagang, atau aktivitas perdagangan tertentu. Sebelum bertransaksi, pastikan Anda memahami risikonya secara menyeluruh dan mematuhi peraturan setempat.