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Daftar regulasi › ASIC › AFSL 289017
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD
澳大利亚 ASIC · AFSL 289017 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Profil lembaga
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD 是在澳大利亚证券与投资委员会（ASIC）登记的金融机构，登记地址位于BARANGAROO NSW 2000。
该机构的牌照/登记号为AFSL 289017，登记状态为Authorised（AFS持牌人—涉及外汇/衍生品的授权），牌照生效日期为2005年7月1日。
该机构被授权为批发客户和零售客户提供金融产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、投资计划、证券以及养老金等。同时，该机构也可代表批发客户进行金融产品的发行、申请、收购、变更或处置。
目前未提供商号、网站或跨境服务信息。
请读者注意，任何与该机构相关的业务或服务应以官方登记页面信息为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 289017 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 89114194311 |
| Tanggal berlaku lisensi | 01/07/2005 |
| Wilayah terdaftar | BARANGAROO NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation; and
(b) provide general financial product advice to retail clients only for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation;.
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation; and
(b) provide general financial product advice to retail clients only for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation;.
⚠ Peringatan Risiko: Valuta asing dan kontrak untuk perbedaan harga (CFD) adalah produk leverage, berisiko tinggi, kerugian bisa melebihi investasi awal, tidak cocok untuk semua investor. Konten halaman ini hanya bersifat pendidikan umum, bukan saran investasi, dan bukan rekomendasi untuk produk, pedagang, atau aktivitas perdagangan tertentu. Sebelum bertransaksi, pastikan Anda memahami risikonya secara menyeluruh dan mematuhi peraturan setempat.