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Daftar regulasi › ASIC › AFSL 237862
ORBIS INVESTMENT ADVISORY PTY LIMITED
澳大利亚 ASIC · AFSL 237862 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 237862 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 15101387964 |
| Tanggal berlaku lisensi | 17/12/2003 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) foreign exchange contracts;
(ii) interests in managed investment schemes excluding investor directed portfolio services; and
(iii) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities; and
(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) foreign exchange contracts;
(ii) interests in managed investment schemes excluding investor directed portfolio services; and
(iii) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities; and
(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(B) securities;
to retail and wholesale clients.
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