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Daftar regulasi › ASIC › AFSL 237492
MACQUARIE INVESTMENT MANAGEMENT LTD
澳大利亚 ASIC · AFSL 237492 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 237492 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 66002867003 |
| Tanggal berlaku lisensi | 01/03/2004 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.1.3 Derivatives","Retail and wholesale clients
,"","1.1.4 Financial products limited to miscellaneous financial investment products limited to managed investment warrants: (a) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and (b) that is transferable; and (c) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market","Retail and wholesale clients
,"","1.1.5 Foreign exchange contracts","Retail and wholesale clients
,"","1.1.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","1.1.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","1.1.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","1.1.9 Non-basic deposit products","Retail and wholesale clients
,"","1.1.10 Non-cash payment products","Retail and wholesale clients
,"","1.1.11 Retirement savings accounts","Retail and wholesale clients
,"","1.1.12 Securities","Retail and wholesale clients
,"","1.1.13 Superannuation","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Basic deposit products","Retail and wholesale clients
,"","2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.1.3 Derivatives","Retail and wholesale clients
,"","2.1.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.5 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.1.6 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.1.7 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.1.8 Non-basic deposit products","Retail and wholesale clients
,"","2.1.9 Non-cash payment products","Retail and wholesale clients
,"","2.1.10 Retirement savings accounts","Retail and wholesale clients
,"","2.1.11 Securities","Retail and wholesale clients
,"","2.1.12 Superannuation","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Financial products limited to miscellaneous financial investment products limited to managed investment warrants: (a) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and (b) that is transferable; and (c) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market","Retail and wholesale clients
,"","2.2.5 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Non-cash payment products","Retail and wholesale clients
,"","2.2.11 Retirement savings accounts","Retail and wholesale clients
,"","2.2.12 Securities","Retail and wholesale clients
,"","2.2.13 Superannuation","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
,"","2.3.2 Securities","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Operate IDPS","","Retail and wholesale clients
4. Provide a superannuation trustee service","","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.1.3 Derivatives","Retail and wholesale clients
,"","1.1.4 Financial products limited to miscellaneous financial investment products limited to managed investment warrants: (a) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and (b) that is transferable; and (c) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market","Retail and wholesale clients
,"","1.1.5 Foreign exchange contracts","Retail and wholesale clients
,"","1.1.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","1.1.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","1.1.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","1.1.9 Non-basic deposit products","Retail and wholesale clients
,"","1.1.10 Non-cash payment products","Retail and wholesale clients
,"","1.1.11 Retirement savings accounts","Retail and wholesale clients
,"","1.1.12 Securities","Retail and wholesale clients
,"","1.1.13 Superannuation","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Basic deposit products","Retail and wholesale clients
,"","2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.1.3 Derivatives","Retail and wholesale clients
,"","2.1.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.5 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.1.6 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.1.7 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.1.8 Non-basic deposit products","Retail and wholesale clients
,"","2.1.9 Non-cash payment products","Retail and wholesale clients
,"","2.1.10 Retirement savings accounts","Retail and wholesale clients
,"","2.1.11 Securities","Retail and wholesale clients
,"","2.1.12 Superannuation","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Financial products limited to miscellaneous financial investment products limited to managed investment warrants: (a) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and (b) that is transferable; and (c) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market","Retail and wholesale clients
,"","2.2.5 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Non-cash payment products","Retail and wholesale clients
,"","2.2.11 Retirement savings accounts","Retail and wholesale clients
,"","2.2.12 Securities","Retail and wholesale clients
,"","2.2.13 Superannuation","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
,"","2.3.2 Securities","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Operate IDPS","","Retail and wholesale clients
4. Provide a superannuation trustee service","","","Retail and wholesale clients
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