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Daftar regulasi › ASIC › AFSL 237296
MAPLE-BROWN ABBOTT LTD
澳大利亚 ASIC · AFSL 237296 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Profil lembaga
MAPLE-BROWN ABBOTT LTD 是一家在澳大利亚悉尼注册的金融服务机构。
该机构的牌照/登记号为 AFSL 237296，当前登记状态为 Authorised（AFS 许可人 —— 与外汇和衍生品相关的授权），牌照生效日期为 2004 年 2 月 6 日。
该机构被授权为零售和批发客户提供金融产品建议，包括衍生品、外汇合约、政府发行的债券、非投资者定向投资组合服务的管理投资计划以及证券。此外，该机构还可代表客户买卖相关金融产品，并运营仅持有金融资产的注册投资计划。
目前未提供该机构的商号、网站或跨境服务信息。
请读者注意，所有信息应以澳大利亚证券与投资委员会（ASIC）的官方登记页面为准，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 237296 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73001208564 |
| Tanggal berlaku lisensi | 06/02/2004 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail clients for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) own managed investment scheme only; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(v) securities; and
(c) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts; and
(B) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
(e) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
(i) schemes which only hold the following types of property:
(A) financial assets; and
(f) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
(a) provide financial product advice to retail clients for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) own managed investment scheme only; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(v) securities; and
(c) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts; and
(B) interests in managed investment schemes limited to:
(1) own managed investment scheme only; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
(e) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
(i) schemes which only hold the following types of property:
(A) financial assets; and
(f) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
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