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Daftar regulasi › ASIC › AFSL 231087
UBS AG
澳大利亚 ASIC · AFSL 231087 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Profil lembaga
UBS AG是在澳大利亚登记的金融机构，登记地址位于悉尼。
UBS AG的牌照/登记号为AFSL 231087，登记状态为授权（AFS持牌人），牌照生效日期为2004年1月1日。
UBS AG获授权提供多种金融服务，包括提供金融产品建议、交易金融产品、做市等，涵盖存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划、证券、标准保证金贷款、养老金、碳信用单位等。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，以上信息基于官方登记内容，建议以监管机构官方网站信息为准，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 231087 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 47088129613 |
| Tanggal berlaku lisensi | 01/01/2004 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) standard margin lending facility;
(viii superannuation;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(xi) financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) standard margin lending facility; and
(H) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) standard margin lending facility;
(H) superannuation;
(I) Australian carbon credit units;
(J) eligible international emissions units; and
(K) financial products limited to:
(1) miscellaneous financial investment products; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
(iv) Australian carbon credit units;
(v) eligible international emissions units; and
(vi) limited to financial products other than:
(A) derivatives;
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) standard margin lending facility;
(viii superannuation;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(xi) financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) standard margin lending facility; and
(H) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) standard margin lending facility;
(H) superannuation;
(I) Australian carbon credit units;
(J) eligible international emissions units; and
(K) financial products limited to:
(1) miscellaneous financial investment products; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
(iv) Australian carbon credit units;
(v) eligible international emissions units; and
(vi) limited to financial products other than:
(A) derivatives;
⚠ Peringatan Risiko: Valuta asing dan kontrak untuk perbedaan harga (CFD) adalah produk leverage, berisiko tinggi, kerugian bisa melebihi investasi awal, tidak cocok untuk semua investor. Konten halaman ini hanya bersifat pendidikan umum, bukan saran investasi, dan bukan rekomendasi untuk produk, pedagang, atau aktivitas perdagangan tertentu. Sebelum bertransaksi, pastikan Anda memahami risikonya secara menyeluruh dan mematuhi peraturan setempat.