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Daftar regulasi › ASIC › AFSL 226442
BROOKFIELD CAPITAL SECURITIES LIMITED
澳大利亚 ASIC · AFSL 226442 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Profil lembaga
BROOKFIELD CAPITAL SECURITIES LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 226442，登记状态为授权（AFS持牌人），牌照生效日期为2003年4月17日。
该机构获授权提供以下业务与服务：为批发客户提供外汇合约（仅限风险管理用途）、管理投资方案权益及证券的一般财务产品建议；买卖衍生品、外汇合约、管理投资方案权益及证券；以及为他人代理处理存款与支付产品、衍生品、外汇合约、一般保险产品、政府发行的债券、管理投资方案权益及证券；还授权运营特定类型的注册管理投资方案，并提供非投资者直接投资组合服务的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息应以澳大利亚证券与投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 226442 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 13103736081 |
| Tanggal berlaku lisensi | 17/04/2003 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(ii) interests in managed investment schemes excluding investor directed portfolio services; and
(iii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(iii) underwriting:
(A) interests in managed investment schemes;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives;
(B) direct real property; and
(C) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(ii) interests in managed investment schemes excluding investor directed portfolio services; and
(iii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(iii) underwriting:
(A) interests in managed investment schemes;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives;
(B) direct real property; and
(C) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Peringatan Risiko: Valuta asing dan kontrak untuk perbedaan harga (CFD) adalah produk leverage, berisiko tinggi, kerugian bisa melebihi investasi awal, tidak cocok untuk semua investor. Konten halaman ini hanya bersifat pendidikan umum, bukan saran investasi, dan bukan rekomendasi untuk produk, pedagang, atau aktivitas perdagangan tertentu. Sebelum bertransaksi, pastikan Anda memahami risikonya secara menyeluruh dan mematuhi peraturan setempat.