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Daftar regulasi › ASIC › AFSL 225385
PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED
澳大利亚 ASIC · AFSL 225385 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Ikhtisar
PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 225385，登记状态为 Authorised（AFS 许可人 —— 涉及外汇和衍生品的授权），牌照生效日期为 2003 年 2 月 20 日。
该机构被授权提供以下金融服务：为特定类别的金融产品提供财务产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、股票或票据、非投资者直接管理的投资计划权益以及证券；同时，该机构也被授权代表批发客户进行相关金融产品的发行、申请、收购、变更或处置。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，以上信息仅基于官方登记内容，建议通过 ASIC 官方登记页面核实信息，同时警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Bidang daftar resmi
| Regulator | ASIC |
| No. lisensi / daftar | AFSL 225385 |
| Status pendaftaran | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 45102488068 |
| Tanggal berlaku lisensi | 20/02/2003 |
| Wilayah terdaftar | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Syarat otorisasi (asli ASIC)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
to wholesale clients.
⚠ Peringatan Risiko: Valuta asing dan kontrak untuk perbedaan harga (CFD) adalah produk leverage, berisiko tinggi, kerugian bisa melebihi investasi awal, tidak cocok untuk semua investor. Konten halaman ini hanya bersifat pendidikan umum, bukan saran investasi, dan bukan rekomendasi untuk produk, pedagang, atau aktivitas perdagangan tertentu. Sebelum bertransaksi, pastikan Anda memahami risikonya secara menyeluruh dan mematuhi peraturan setempat.