| 受監管活動 | 客戶類型 | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Making arrangements with a view to transactions in investments | Eligible Counterparty, Professional | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract |
| Dealing in investments as principal | Eligible Counterparty, Professional | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) |
| Dealing in investments as agent | Eligible Counterparty, Professional | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract |
| Arranging (bringing about) deals in investments | Eligible Counterparty, Professional | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) |