| 受監管活動 | 客戶類型 | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Dealing in investments as principal | Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future) Future (excluding a commodity future and a rolling spot forex contract) Rights to or interests in investments (Contractually Based Investments) Emissions Allowance Rolling spot forex contract Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Warrant Government and public security Commodity option and option on commodity future Debenture Share |
| Dealing in investments as agent | Eligible Counterparty | Emissions Allowance Rolling spot forex contract Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Warrant Government and public security Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Debenture Share Option (excluding a commodity option and an option on a commodity future) Unit |
| Arranging (bringing about) deals in investments | Eligible Counterparty | Emissions Allowance Rolling spot forex contract Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Warrant Government and public security Commodity option and option on commodity future Debenture Share Option (excluding a commodity option and an option on a commodity future) Unit Rights to or interests in investments (Security) |