| 受監管活動 | 客戶類型 | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Managing investments | Retail (Investment), Professional, Eligible Counterparty | Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Share Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) |
| Making arrangements with a view to transactions in investments | Retail (Investment), Professional, Eligible Counterparty | Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Share Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) Spread Bet |
| Dealing in investments as agent | Retail (Investment), Professional, Eligible Counterparty | Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Share Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) Spread Bet |
| Arranging (bringing about) deals in investments | Retail (Investment), Professional, Eligible Counterparty | Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Share Rolling spot forex contract Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) Spread Bet |
| Advising on P2P agreements | Retail (Investment), Professional, Eligible Counterparty | |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) | Retail (Investment), Professional, Eligible Counterparty | Share Future (excluding a commodity future and a rolling spot forex contract) Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Rolling spot forex contract Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) Spread Bet |