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POLAR CAPITAL, LLP
澳大利亚 ASIC · AFSL 528982 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
POLAR CAPITAL, LLP 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,其登记区域为国际。
该机构的牌照/登记号为 AFSL 528982,当前登记状态为授权(AFS持牌人——外汇和衍生品相关授权),牌照生效日期为2021年6月23日。
该机构获授权提供金融产品建议,包括衍生品、外汇合约、政府发行的债券、不包括投资者直投型投资服务的集合投资计划权益以及证券。同时,该机构也获授权进行金融产品的交易,包括发行、申请、获取、变更或处置相关产品,以及代表他人进行上述操作。
目前未提供商号、网站或跨境服务的具体信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会的官方登记页面为准,同时警惕可能冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 528982 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 647561546 |
| 牌照生效日期 | 23/06/2021 |
| 登記地區 | International |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授權條件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
⚠ 風險提示:外匯及差價合約(CFD)為槓桿產品,風險高,虧損可能超過初始投入,不適合所有投資者。本頁內容僅為一般性教育資料,不構成投資建議,也不構成對任何產品、交易商或交易行為的推薦。交易前請充分了解風險,並遵守所在地法律法規。