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AUSTRALIAN UNITY TRUSTEES LIMITED
澳大利亚 ASIC · AFSL 483220 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
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官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 483220 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 55162061556 |
| 牌照生效日期 | 08/02/2017 |
| 登記地區 | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授權條件（ASIC 原文）
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) general insurance products;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation;
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other then basic deposit products; and
(C) non-cash payment products;
(ii) general insurance products;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation;
(c) deal in a financial product by:
(i) varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) standard margin lending facility; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) general insurance products;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities; and
(H) superannuation;
(e) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services; and
(e) provide traditional trustee company services to retail and wholesale clients.
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) general insurance products;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation;
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other then basic deposit products; and
(C) non-cash payment products;
(ii) general insurance products;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation;
(c) deal in a financial product by:
(i) varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) standard margin lending facility; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) general insurance products;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities; and
(H) superannuation;
(e) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services; and
(e) provide traditional trustee company services to retail and wholesale clients.
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