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OPHIR ASSET MANAGEMENT PTY LTD
澳大利亚 ASIC · AFSL 420082 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
OPHIR ASSET MANAGEMENT PTY LTD 是一家在澳大利亚注册的金融机构,登记地址位于悉尼新南威尔士州。
该机构的牌照/登记号为 AFSL 420082,登记状态为授权(AFS持牌人),牌照生效日期为 2012 年 5 月 31 日。
该机构获授权提供一般金融产品建议,包括针对零售和批发客户的存款和支付产品、管理投资方案权益以及证券。同时,其还被授权为批发客户提供衍生品和外汇合约服务,主要用于风险管理(对冲)。
目前未提供商号、网站或跨境服务的相关信息。
请读者以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,并警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 420082 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 88156146717 |
| 牌照生效日期 | 31/05/2012 |
| 登記地區 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授權條件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) interests in managed investment schemes excluding investor directed portfolio services;
(iii) securities; and
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
(c) deal in a financial product by:
(d) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
(iii) interests in managed investment schemes limited to:
(A) own managed investment scheme only; and
(e) arranging for another person to issue, acquire, vary or dispose of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(f) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients only:
(ii) deposit and payment products limited to:
(A) basic deposit products;
(iii) derivatives;
(iv) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(g) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio serv.
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) interests in managed investment schemes excluding investor directed portfolio services;
(iii) securities; and
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
(c) deal in a financial product by:
(d) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency; and
(iii) interests in managed investment schemes limited to:
(A) own managed investment scheme only; and
(e) arranging for another person to issue, acquire, vary or dispose of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(f) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients only:
(ii) deposit and payment products limited to:
(A) basic deposit products;
(iii) derivatives;
(iv) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(g) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio serv.
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