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TORONTO DOMINION AUSTRALIA LIMITED
澳大利亚 ASIC · AFSL 404698 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
TORONTO DOMINION AUSTRALIA LIMITED 是一家在澳大利亚证券和投资委员会(ASIC)登记的金融机构。
该机构的牌照/登记号为 AFSL 404698,登记状态为 Authorised(AFS 许可人 —— 涉及外汇和衍生品的授权),牌照生效日期为 01/07/2011。
该机构获授权提供以下服务:为特定金融产品提供财务产品建议,包括存款和支付产品、政府发行的债券、股票或债券,以及证券;为衍生品和外汇合约提供一般财务产品建议;代表他人处理存款和支付产品、政府发行的债券、股票或债券,以及证券;承销证券发行;并为政府发行的债券、股票或债券及其他实体发行的债券做市。
该机构的登记地址为 International,未提供具体商号或网站信息。
请读者注意,所有信息应以 ASIC 官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 404698 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73004858020 |
| 牌照生效日期 | 01/07/2011 |
| 登記地區 | International |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授權條件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
⚠ 風險提示:外匯及差價合約(CFD)為槓桿產品,風險高,虧損可能超過初始投入,不適合所有投資者。本頁內容僅為一般性教育資料,不構成投資建議,也不構成對任何產品、交易商或交易行為的推薦。交易前請充分了解風險,並遵守所在地法律法規。