🌐 本頁尚未完整翻譯,部分內容暫以簡體中文顯示。
ROCHFORD CAPITAL PTY LIMITED
澳大利亚 ASIC · AFSL 361276 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
ROCHFORD CAPITAL PTY LIMITED 是一家在澳大利亚证券和投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 361276,登记状态为授权(AFS持牌人 — 外汇/衍生品相关授权),牌照生效日期为 2010 年 8 月 12 日。
该机构被授权向批发客户提供建议和交易服务,包括外汇合约、衍生品、基本存款产品以及管理投资方案的权益,但不包括投资者导向的组合服务。此外,该机构还被授权为零售和批发客户提供外汇合约的做市服务。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意,所有信息应以澳大利亚证券和投资委员会的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 361276 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 40143601594 |
| 牌照生效日期 | 12/08/2010 |
| 登記地區 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授權條件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts; and
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(b) deal in a financial product to wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts; and
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(c) make a market to retail and wholesale clients for the following financial products:
(i) foreign exchange contracts; and
(d) make a market to wholesale clients for the following financial products:
(i) derivatives.
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts; and
(iv) interests in managed investment schemes excluding investor directed portfolio services;
(b) deal in a financial product to wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts; and
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(c) make a market to retail and wholesale clients for the following financial products:
(i) foreign exchange contracts; and
(d) make a market to wholesale clients for the following financial products:
(i) derivatives.
⚠ 風險提示:外匯及差價合約(CFD)為槓桿產品,風險高,虧損可能超過初始投入,不適合所有投資者。本頁內容僅為一般性教育資料,不構成投資建議,也不構成對任何產品、交易商或交易行為的推薦。交易前請充分了解風險,並遵守所在地法律法規。