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REDGATE CAPITAL PTY LTD
澳大利亚 ASIC · AFSL 310688 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
REDGATE CAPITAL PTY LTD 是一家在澳大利亚注册的金融服务机构,其登记地址位于西澳大利亚州的CLAREMONT WA 6010。
该机构的牌照/登记号为AFSL 310688,登记状态为“Authorised (AFS licensee — FX/derivatives-related authorisation)”,牌照生效日期为2007年4月20日。
该机构获授权提供金融产品建议,包括针对批发客户的衍生品、外汇合约、政府发行的债券、基金投资份额等;同时也可以向批发和零售客户提供一般金融产品建议,并可代表客户买卖证券、衍生品、外汇合约等金融产品。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意,任何与该机构相关的业务活动应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,同时需警惕冒用该名称的克隆网站或服务。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 310688 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 66122507680 |
| 牌照生效日期 | 20/04/2007 |
| 登記地區 | CLAREMONT WA 6010 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授權條件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business, within this jurisdiction, to:
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) provide general financial product advice to wholesale and retail clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients in respect of the following classes of financial products:
(A) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities.
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) provide general financial product advice to wholesale and retail clients for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients in respect of the following classes of financial products:
(A) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities.
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