🌐 本頁尚未完整翻譯,部分內容暫以簡體中文顯示。
STATE STREET GLOBAL ADVISORS, AUSTRALIA SERVICES LIMITED
澳大利亚 ASIC · AFSL 274900 · Authorised (AFS licensee — FX/derivatives-related authorisation)
機構介紹
STATE STREET GLOBAL ADVISORS, AUSTRALIA SERVICES LIMITED 是一家在澳大利亚登记的金融机构,其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 274900,登记状态为授权(AFS持牌人——涉及外汇和衍生品的授权),牌照生效日期为2004年6月22日。
该机构被授权提供一般金融产品建议,涉及管理投资计划的权益(不包括投资者定向组合服务),并可进行金融产品的交易,包括发行、申请、获取、变更或处置衍生品和管理投资计划的权益。此外,该机构还可代表他人申请、获取、变更或处置衍生品、外汇合约、政府发行的债券、管理投资计划的权益以及证券。
该机构还被授权作为责任实体运营特定类型的注册管理投资计划,这些计划仅持有衍生品和金融资产。
请读者注意,所有信息应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,同时警惕可能冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登記欄位
| 監管機構 | ASIC |
| 牌照/登記號 | AFSL 274900 |
| 登記狀態 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 16108671441 |
| 牌照生效日期 | 22/06/2004 |
| 登記地區 | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
授權條件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities; and
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets;
to retail and wholesale clients.
⚠ 風險提示:外匯及差價合約(CFD)為槓桿產品,風險高,虧損可能超過初始投入,不適合所有投資者。本頁內容僅為一般性教育資料,不構成投資建議,也不構成對任何產品、交易商或交易行為的推薦。交易前請充分了解風險,並遵守所在地法律法規。