| Hoạt động chịu quản lý | Loại khách hàng | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Managing investments | Professional | Spread Bet Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Unit Certificates representing certain security Rights to or interests in investments (Security) Warrant Rolling spot forex contract |
| Making arrangements with a view to transactions in investments | Retail (Investment), Professional, Eligible Counterparty | Certificates representing certain security Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Rolling spot forex contract Share Spread Bet Unit Warrant |
| Dealing in investments as principal | Professional, Eligible Counterparty, Retail (Investment) | Certificates representing certain security Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Rolling spot forex contract Share Unit Warrant |
| Dealing in investments as agent | Professional | Spread Bet Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Unit Certificates representing certain security Rights to or interests in investments (Security) Warrant Rolling spot forex contract |
| Arranging (bringing about) deals in investments | Retail (Investment), Professional, Eligible Counterparty | Certificates representing certain security Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Rolling spot forex contract Share Spread Bet Unit |