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Kho đăng ký quản lý › ASIC › AFSL 561673
B. MOSES INVESTMENT MANAGEMENT PTY LIMITED
澳大利亚 ASIC · AFSL 561673 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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| Cơ quan quản lý | ASIC |
| Số GP / đăng ký | AFSL 561673 |
| Trạng thái đăng ký | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 67676189352 |
| Ngày hiệu lực giấy phép | 22/08/2025 |
| Khu vực đăng ký | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Điều kiện cấp phép (ASIC gốc)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Life products limited to investment life insurance products","Wholesale clients
,"","1.1.6 Life products limited to life risk insurance products","Wholesale clients
,"","1.1.7 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.8 Managed investment schemes limited to MDA services","Wholesale clients
,"","1.1.9 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.10 Miscellaneous financial investment products limited to MDA services","Wholesale clients
,"","1.1.11 Non-basic deposit products","Wholesale clients
,"","1.1.12 Retirement savings accounts","Wholesale clients
,"","1.1.13 Securities","Wholesale clients
,"","1.1.14 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Australian carbon credit units","Retail and wholesale clients
,"","1.2.2 Basic deposit products","Retail clients
,"","1.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.4 Derivatives","Retail clients
,"","1.2.5 Foreign exchange contracts","Retail clients
,"","1.2.6 Life products limited to investment life insurance products","Retail clients
,"","1.2.7 Life products limited to life risk insurance products","Retail clients
,"","1.2.8 Managed investment schemes including IDPS","Retail clients
,"","1.2.9 Managed investment schemes limited to MDA services","Retail clients
,"","1.2.10 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.11 Miscellaneous financial investment products limited to MDA services","Retail clients
,"","1.2.12 Non-basic deposit products","Retail clients
,"","1.2.13 Retirement savings accounts","Retail clients
,"","1.2.14 Securities","Retail clients
,"","1.2.15 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.4 Managed investment schemes limited to MDA services","Retail and wholesale clients
,"","2.1.5 Miscellaneous financial investment products limited to MDA services","Retail and wholesale clients
,"","2.1.6 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Australian carbon credit units","Retail and wholesale clients
,"","2.2.2 Basic deposit products","Retail and wholesale clients
,"","2.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.4 Derivatives","Retail and wholesale clients
,"","2.2.5 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.9 Managed investment schemes limited to MDA services","Retail and wholesale clients
,"","2.2.10 Margin lending facilities limited to standard facilities","Retail and wholesale clients
,"","2.2.11 Miscellaneous financial investment products limited to MDA services","Retail and wholesale clients
,"","2.2.12 Non-basic deposit products","Retail and wholesale clients
,"","2.2.13 Non-cash payment products","Retail and wholesale clients
,"","2.2.14 Retirement savings accounts","Retail and wholesale clients
,"","2.2.15 Securities","Retail and wholesale clients
,"","2.2.16 Superannuation","Retail and wholesale clients
,"2.3 Arrange for another person to apply for, acquire, vary or dispose of a financial product","2.3.1 Australian carbon credit units","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Life products limited to investment life insurance products","Wholesale clients
,"","1.1.6 Life products limited to life risk insurance products","Wholesale clients
,"","1.1.7 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.8 Managed investment schemes limited to MDA services","Wholesale clients
,"","1.1.9 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.10 Miscellaneous financial investment products limited to MDA services","Wholesale clients
,"","1.1.11 Non-basic deposit products","Wholesale clients
,"","1.1.12 Retirement savings accounts","Wholesale clients
,"","1.1.13 Securities","Wholesale clients
,"","1.1.14 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Australian carbon credit units","Retail and wholesale clients
,"","1.2.2 Basic deposit products","Retail clients
,"","1.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.4 Derivatives","Retail clients
,"","1.2.5 Foreign exchange contracts","Retail clients
,"","1.2.6 Life products limited to investment life insurance products","Retail clients
,"","1.2.7 Life products limited to life risk insurance products","Retail clients
,"","1.2.8 Managed investment schemes including IDPS","Retail clients
,"","1.2.9 Managed investment schemes limited to MDA services","Retail clients
,"","1.2.10 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.11 Miscellaneous financial investment products limited to MDA services","Retail clients
,"","1.2.12 Non-basic deposit products","Retail clients
,"","1.2.13 Retirement savings accounts","Retail clients
,"","1.2.14 Securities","Retail clients
,"","1.2.15 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.1.4 Managed investment schemes limited to MDA services","Retail and wholesale clients
,"","2.1.5 Miscellaneous financial investment products limited to MDA services","Retail and wholesale clients
,"","2.1.6 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Australian carbon credit units","Retail and wholesale clients
,"","2.2.2 Basic deposit products","Retail and wholesale clients
,"","2.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.4 Derivatives","Retail and wholesale clients
,"","2.2.5 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.6 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.7 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.8 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.9 Managed investment schemes limited to MDA services","Retail and wholesale clients
,"","2.2.10 Margin lending facilities limited to standard facilities","Retail and wholesale clients
,"","2.2.11 Miscellaneous financial investment products limited to MDA services","Retail and wholesale clients
,"","2.2.12 Non-basic deposit products","Retail and wholesale clients
,"","2.2.13 Non-cash payment products","Retail and wholesale clients
,"","2.2.14 Retirement savings accounts","Retail and wholesale clients
,"","2.2.15 Securities","Retail and wholesale clients
,"","2.2.16 Superannuation","Retail and wholesale clients
,"2.3 Arrange for another person to apply for, acquire, vary or dispose of a financial product","2.3.1 Australian carbon credit units","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Retail and wholesale clients
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