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Cơ sở đăng ký giám sát › ASIC › AFSL 488136
ESR WIM (AUSTRALIA) PTY LTD
澳大利亚 ASIC · AFSL 488136 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
ESR WIM (AUSTRALIA) PTY LTD 是一家在澳大利亚注册的金融公司，登记地址位于悉尼新南威尔士州2000。
该公司持有由澳大利亚证券与投资委员会（ASIC）颁发的牌照，牌照号为AFSL 488136，当前登记状态为授权（AFS持牌人 —— 外汇/衍生品相关授权），牌照生效日期为2016年12月21日。
该机构被授权提供一般金融产品建议，涉及管理投资计划权益（不包括投资者定向组合服务）和证券；同时可从事金融产品的交易，包括衍生品、外汇合约、管理投资计划权益（不包括投资者定向组合服务）和证券的发行、申请、获取、变更或处置；还可代表他人处理存款和支付产品（限于基本存款产品）、衍生品、外汇合约、一般保险产品、管理投资计划权益（不包括投资者定向组合服务）和证券的申请、获取、变更或处置；此外，还可提供非投资者定向组合服务的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅基于官方登记内容，建议以ASIC官方网站的登记页面为准。同时提醒公众警惕冒用该名称的克隆网站或机构。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
官方登记字段
| Cơ quan giám sát | ASIC |
| Số giấy phép / đăng ký | AFSL 488136 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 22612425037 |
| 牌照生效日期 | 21/12/2016 |
| 登记地区 | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件（ASIC 原文）
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Cảnh báo rủi ro: Ngoại hối và hợp đồng chênh lệch (CFD) là sản phẩm đòn bẩy, rủi ro cao, tổn thất có thể vượt quá số vốn ban đầu, không phù hợp với tất cả các nhà đầu tư. Nội dung trang này chỉ mang tính chất giáo dục chung, không phải lời khuyên đầu tư, cũng không phải khuyến nghị cho bất kỳ sản phẩm, nhà môi giới hoặc hành vi giao dịch nào. Trước khi giao dịch, hãy hiểu rõ rủi ro và tuân thủ luật pháp và quy định địa phương.