🌐 Trang này chưa được dịch đầy đủ; một số nội dung đang hiển thị bằng tiếng Trung giản thể.
Kho đăng ký quản lý › ASIC › AFSL 472387
SEQUOIA WEALTH MANAGEMENT PTY LTD
澳大利亚 ASIC · AFSL 472387 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Giới thiệu tổ chức
SECUOIA WEALTH MANAGEMENT PTY LTD是在澳大利亚证券与投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 472387,登记状态为授权(AFS持牌人),牌照生效日期为2017年2月14日。
该机构获授权提供多种金融服务,包括为特定类别的金融产品提供财务建议,如存款和支付产品、衍生品、外汇合约、政府发行的债券、人寿保险产品、管理投资计划、退休储蓄账户、证券、标准保证金贷款以及养老金等。同时,该机构也获授权交易上述金融产品。
目前未提供商号、网站或跨境服务信息。
请读者注意,以上信息基于官方登记内容,建议通过ASIC官方网站核实详细信息,并警惕可能冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Trường đăng ký chính thức
| Cơ quan quản lý | ASIC |
| Số GP / đăng ký | AFSL 472387 |
| Trạng thái đăng ký | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 22002314310 |
| Ngày hiệu lực giấy phép | 14/02/2017 |
| Khu vực đăng ký | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Điều kiện cấp phép (ASIC gốc)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products limited to:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) standard margin lending facility; and
(x) superannuation; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products limited to:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility; and
(J) superannuation;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products limited to:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) standard margin lending facility; and
(x) superannuation; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products limited to:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility; and
(J) superannuation;
to retail and wholesale clients.
⚠ Cảnh báo rủi ro: Ngoại hối và hợp đồng chênh lệch (CFD) là sản phẩm đòn bẩy, rủi ro cao, tổn thất có thể vượt quá số vốn ban đầu, không phù hợp với tất cả các nhà đầu tư. Nội dung trang này chỉ mang tính chất giáo dục chung, không phải lời khuyên đầu tư, cũng không phải khuyến nghị cho bất kỳ sản phẩm, nhà môi giới hoặc hành vi giao dịch nào. Trước khi giao dịch, hãy hiểu rõ rủi ro và tuân thủ luật pháp và quy định địa phương.