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Kho đăng ký quản lý › ASIC › AFSL 241400
AUSTRALIAN INVESTMENT EXCHANGE LIMITED
澳大利亚 ASIC · AFSL 241400 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Giới thiệu tổ chức
AUSTRALIAN INVESTMENT EXCHANGE LIMITED 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州。
该机构的牌照/登记号为 AFSL 241400,登记状态为授权(AFS持牌人 — 外汇/衍生品相关授权),牌照生效日期为 2004 年 3 月 10 日。
该机构获授权提供以下业务和服务:为特定类别的金融产品提供财务产品建议,包括基本存款产品、衍生品、政府发行的债券、投资于管理投资计划的权益(包括 AUSIEX 管理基金服务)以及证券;从事衍生品、管理投资计划权益(包括 AUSIEX 管理基金服务)和证券的交易;以及为零售和批发客户提供非投资导向型的托管或保管服务。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息基于官方登记内容,建议以 ASIC 官方登记页面为准,同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Trường đăng ký chính thức
| Cơ quan quản lý | ASIC |
| Số GP / đăng ký | AFSL 241400 |
| Trạng thái đăng ký | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 71076515930 |
| Ngày hiệu lực giấy phép | 10/03/2004 |
| Khu vực đăng ký | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Điều kiện cấp phép (ASIC gốc)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service"; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service";
(F) securities; and
(G) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service"; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service";
(F) securities; and
(G) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Cảnh báo rủi ro: Ngoại hối và hợp đồng chênh lệch (CFD) là sản phẩm đòn bẩy, rủi ro cao, tổn thất có thể vượt quá số vốn ban đầu, không phù hợp với tất cả các nhà đầu tư. Nội dung trang này chỉ mang tính chất giáo dục chung, không phải lời khuyên đầu tư, cũng không phải khuyến nghị cho bất kỳ sản phẩm, nhà môi giới hoặc hành vi giao dịch nào. Trước khi giao dịch, hãy hiểu rõ rủi ro và tuân thủ luật pháp và quy định địa phương.