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Kho đăng ký quản lý › ASIC › AFSL 229183

FAT PROPHETS PTY LTD

澳大利亚 ASIC · AFSL 229183 · Authorised (AFS licensee — FX/derivatives-related authorisation)

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Trường đăng ký chính thức

Cơ quan quản lýASIC
Số GP / đăng kýAFSL 229183
Trạng thái đăng kýAuthorised (AFS licensee — FX/derivatives-related authorisation)
ABN/ACN62094448549
Ngày hiệu lực giấy phép10/07/2003
Khu vực đăng kýSYDNEY NSW 2000 Australia

数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28

Điều kiện cấp phép (ASIC gốc)

This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) superannuation;
(b) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) superannuation;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) superannuation; and
(d) underwriting:
(i) an issue of securities to wholesale clients only; and
(e) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio services;.
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