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Kho đăng ký quản lý › ASIC › AFSL 224659
FIIG SECURITIES LIMITED
澳大利亚 ASIC · AFSL 224659 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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| Cơ quan quản lý | ASIC |
| Số GP / đăng ký | AFSL 224659 |
| Trạng thái đăng ký | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 68085661632 |
| Ngày hiệu lực giấy phép | 20/12/2002 |
| Khu vực đăng ký | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Điều kiện cấp phép (ASIC gốc)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Non-basic deposit products","Wholesale clients
,"","1.1.6 Non-cash payment products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Foreign exchange contracts","Retail clients
,"","1.2.4 Managed investment schemes excluding IDPS","Retail clients
,"","1.2.5 Non-basic deposit products","Retail clients
,"","1.2.6 Non-cash payment products","Retail clients
,"","1.2.7 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.2 Managed investment schemes limited to own managed investment schemes","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.5 Non-basic deposit products","Retail and wholesale clients
,"","2.2.6 Non-cash payment products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
,"","3.1.2 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Non-basic deposit products","Wholesale clients
,"","1.1.6 Non-cash payment products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Foreign exchange contracts","Retail clients
,"","1.2.4 Managed investment schemes excluding IDPS","Retail clients
,"","1.2.5 Non-basic deposit products","Retail clients
,"","1.2.6 Non-cash payment products","Retail clients
,"","1.2.7 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.2 Managed investment schemes limited to own managed investment schemes","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.5 Non-basic deposit products","Retail and wholesale clients
,"","2.2.6 Non-cash payment products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
,"","3.1.2 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
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