| กิจกรรมภายใต้การกำกับ | ประเภทลูกค้า | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Making arrangements with a view to transactions in investments | Professional, Eligible Counterparty | Rights to or interests in investments (Security) Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Rights to or interests in investments Share Government and public security Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Option (excluding a commodity option and an option on a commodity future) |
| Dealing in investments as principal | Professional, Eligible Counterparty | Rights to or interests in investments (Security) Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Share Government and public security Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Option (excluding a commodity option and an option on a commodity future) |
| Dealing in investments as agent | Professional, Eligible Counterparty | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Rights to or interests in investments (Security) Share Government and public security Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Option (excluding a commodity option and an option on a commodity future) |
| Arranging (bringing about) deals in investments | Professional, Eligible Counterparty | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Rights to or interests in investments (Security) Rights to or interests in investments Share Government and public security Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Spread Bet Option (excluding a commodity option and an option on a commodity future) |