| กิจกรรมภายใต้การกำกับ | ประเภทลูกค้า | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Safeguarding and administration of assets (without arranging) | Professional, Eligible Counterparty | Binary Bet Share Debenture Government and public security Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future |
| Making arrangements with a view to transactions in investments | Professional, Eligible Counterparty | Binary Bet Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Government and public security Debenture Share |
| Dealing in investments as principal | Professional, Eligible Counterparty | Binary Bet Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Share Government and public security Debenture |
| Dealing in investments as agent | Professional, Eligible Counterparty | Binary Bet Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Share Government and public security Debenture |
| Arranging safeguarding and administration of assets | Professional, Eligible Counterparty | Binary Bet Share Debenture Government and public security Warrant Certificates representing certain security Unit Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future |
| Arranging (bringing about) deals in investments | Professional, Eligible Counterparty | Binary Bet Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Share Government and public security Debenture |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) | Professional, Eligible Counterparty | Binary Bet Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Share Unit Government and public security |
| Exercising or having the right to exercise the owner's rights and duties under a regulated consumer hire agreement | | |
| Entering into Regulated Consumer Hire Agreements as owner | | |