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คลังทะเบียนกำกับ › ASIC › AFSL 484816
MIRAE ASSET GLOBAL INVESTMENTS (AUSTRALIA) LIMITED
澳大利亚 ASIC · AFSL 484816 · Authorised (AFS licensee — FX/derivatives-related authorisation)
แนะนำสถาบัน
机构名称为 MIRAE ASSET GLOBAL INVESTMENTS (AUSTRALIA) LIMITED,其登记地址位于澳大利亚悉尼新南威尔士州2000。该机构在澳大利亚证券及投资委员会(ASIC)进行登记。
该机构的牌照/登记号为 AFSL 484816,登记状态为“授权(AFS持牌人—涉及外汇/衍生品的授权)”,牌照生效日期为 2016 年 6 月 15 日。
该机构获授权提供以下业务和服务:为专业客户(wholesale clients)提供特定金融产品的财务建议,包括存款和支付产品、衍生品、外汇合约、政府发行的债券、非投资者定向投资方案的权益以及证券;同时为零售客户(retail clients)提供类似金融产品的通用财务建议;为零售和专业客户交易相关金融产品;并为专业客户提供非投资者定向投资方案的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息应以澳大利亚证券及投资委员会(ASIC)的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
ฟิลด์ทะเบียนทางการ
| หน่วยงานกำกับ | ASIC |
| เลขใบอนุญาต/ทะเบียน | AFSL 484816 |
| สถานะการจดทะเบียน | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 82610455813 |
| วันที่มีผลของใบอนุญาต | 15/06/2016 |
| ภูมิภาคที่จด | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
เงื่อนไขการอนุญาต (ASIC ต้นฉบับ)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(c) deal in a financial product to retail and wholesale clients:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(d) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio services;.
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(c) deal in a financial product to retail and wholesale clients:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities; and
(d) provide the following custodial or depository services to wholesale clients only:
(i) operate custodial or depository services other than investor directed portfolio services;.
⚠ การแจ้งเตือนความเสี่ยง: สกุลเงินและสัญญาซื้อขายความแตกต่าง (CFD) เป็นผลิตภัณฑ์ที่มีเลเวอเรจ ความเสี่ยงสูง ความสูญเสียอาจเกินเงินลงทุนเริ่มต้น และไม่เหมาะกับนักลงทุนทุกคน ข้อมูลในหน้านี้เป็นเพียงข้อมูลการศึกษาทั่วไป ไม่ใช่คำแนะนำในการลงทุน ไม่ใช่การแนะนำผลิตภัณฑ์ โบรกเกอร์ หรือกิจกรรมการซื้อขายใด ๆ โปรดศึกษาความเสี่ยงอย่างละเอียดก่อนการซื้อขาย และปฏิบัติตามกฎหมายและระเบียบข้อบังคับที่เกี่ยวข้องในพื้นที่ของคุณ