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คลังทะเบียนกำกับ › ASIC › AFSL 404501
PLANFARM MARKETING PTY LTD
澳大利亚 ASIC · AFSL 404501 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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ฟิลด์ทะเบียนทางการ
| หน่วยงานกำกับ | ASIC |
| เลขใบอนุญาต/ทะเบียน | AFSL 404501 |
| สถานะการจดทะเบียน | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 42122237405 |
| วันที่มีผลของใบอนุญาต | 04/07/2011 |
| ภูมิภาคที่จด | NARROGIN WA 6312 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
เงื่อนไขการอนุญาต (ASIC ต้นฉบับ)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives limited to:
(A) derivatives relating to the wholesale price of wool only;
(B) derivatives relating to the wholesale price of grain only; and
(ii) foreign exchange contracts; and
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives limited to:
(A) derivatives relating to the wholesale price of wool only;
(B) derivatives relating to the wholesale price of grain only; and
(ii) foreign exchange contracts; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) derivatives limited to:
(1) derivatives relating to the wholesale price of wool; and
(2) other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf;
(5) derivatives relating to the wholesale price of grain; and
(6) other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf; and
(B) foreign exchange contracts.
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) derivatives limited to:
(A) derivatives relating to the wholesale price of wool only;
(B) derivatives relating to the wholesale price of grain only; and
(ii) foreign exchange contracts; and
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) derivatives limited to:
(A) derivatives relating to the wholesale price of wool only;
(B) derivatives relating to the wholesale price of grain only; and
(ii) foreign exchange contracts; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) derivatives limited to:
(1) derivatives relating to the wholesale price of wool; and
(2) other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf;
(5) derivatives relating to the wholesale price of grain; and
(6) other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
is not making a market for any such derivatives; and
is only dealing in any such derivatives on the person's own behalf; and
(B) foreign exchange contracts.
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