🌐 หน้านี้ยังแปลไม่ครบ เนื้อหาบางส่วนจึงแสดงเป็นภาษาจีนตัวย่อ
คลังทะเบียนกำกับ › ASIC › AFSL 327075
QUAD CODE AU LTD
澳大利亚 ASIC · AFSL 327075 · Authorised (AFS licensee — FX/derivatives-related authorisation)
แนะนำสถาบัน
中文介绍正在根据官方登记信息生成中，请先参考下方官方字段。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
ฟิลด์ทะเบียนทางการ
| หน่วยงานกำกับ | ASIC |
| เลขใบอนุญาต/ทะเบียน | AFSL 327075 |
| สถานะการจดทะเบียน | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 76131376415 |
| วันที่มีผลของใบอนุญาต | 15/12/2008 |
| ภูมิภาคที่จด | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
เงื่อนไขการอนุญาต (ASIC ต้นฉบับ)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(A) MDA services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) standard margin lending facility;
(x) superannuation; and
(xi) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) interests in managed investment schemes limited to:
(1) MDA services; and
(F) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(1) MDA services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) interests in managed investment schemes limited to:
(A) MDA services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities;
(ix) standard margin lending facility;
(x) superannuation; and
(xi) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) interests in managed investment schemes limited to:
(1) MDA services; and
(F) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(1) MDA services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives;
to retail and wholesale clients.
⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。