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คลังทะเบียนกำกับ › ASIC › AFSL 237504
MACQUARIE EQUITIES LIMITED
澳大利亚 ASIC · AFSL 237504 · Authorised (AFS licensee — FX/derivatives-related authorisation)
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| หน่วยงานกำกับ | ASIC |
| เลขใบอนุญาต/ทะเบียน | AFSL 237504 |
| สถานะการจดทะเบียน | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 41002574923 |
| วันที่มีผลของใบอนุญาต | 01/03/2004 |
| ภูมิภาคที่จด | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
เงื่อนไขการอนุญาต (ASIC ต้นฉบับ)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited to:
(B) MDA services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities;
(x) standard margin lending facility; and
(xi) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes limited to:
(2) MDA services;
(H) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(I) securities; and
(J) superannuation; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes limited to:
(2) MDA services;
(H) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(I) securities;
(J) standard margin lending facility; and
(K) superannuation; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited to:
(B) MDA services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities;
(x) standard margin lending facility; and
(xi) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes limited to:
(2) MDA services;
(H) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(I) securities; and
(J) superannuation; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes limited to:
(2) MDA services;
(H) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(I) securities;
(J) standard margin lending facility; and
(K) superannuation; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
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