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UBS AG
澳大利亚 ASIC · AFSL 231087 · Authorised (AFS licensee — FX/derivatives-related authorisation)
แนะนำสถาบัน
UBS AG是在澳大利亚登记的金融机构,登记地址位于悉尼。
UBS AG的牌照/登记号为AFSL 231087,登记状态为授权(AFS持牌人),牌照生效日期为2004年1月1日。
UBS AG获授权提供多种金融服务,包括提供金融产品建议、交易金融产品、做市等,涵盖存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划、证券、标准保证金贷款、养老金、碳信用单位等。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息基于官方登记内容,建议以监管机构官方网站信息为准,警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
ฟิลด์ทะเบียนทางการ
| หน่วยงานกำกับ | ASIC |
| เลขใบอนุญาต/ทะเบียน | AFSL 231087 |
| สถานะการจดทะเบียน | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 47088129613 |
| วันที่มีผลของใบอนุญาต | 01/01/2004 |
| ภูมิภาคที่จด | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
เงื่อนไขการอนุญาต (ASIC ต้นฉบับ)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) standard margin lending facility;
(viii superannuation;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(xi) financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) standard margin lending facility; and
(H) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) standard margin lending facility;
(H) superannuation;
(I) Australian carbon credit units;
(J) eligible international emissions units; and
(K) financial products limited to:
(1) miscellaneous financial investment products; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
(iv) Australian carbon credit units;
(v) eligible international emissions units; and
(vi) limited to financial products other than:
(A) derivatives;
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) standard margin lending facility;
(viii superannuation;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(xi) financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) standard margin lending facility; and
(H) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) standard margin lending facility;
(H) superannuation;
(I) Australian carbon credit units;
(J) eligible international emissions units; and
(K) financial products limited to:
(1) miscellaneous financial investment products; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
(iv) Australian carbon credit units;
(v) eligible international emissions units; and
(vi) limited to financial products other than:
(A) derivatives;
⚠ การแจ้งเตือนความเสี่ยง: สกุลเงินและสัญญาซื้อขายความแตกต่าง (CFD) เป็นผลิตภัณฑ์ที่มีเลเวอเรจ ความเสี่ยงสูง ความสูญเสียอาจเกินเงินลงทุนเริ่มต้น และไม่เหมาะกับนักลงทุนทุกคน ข้อมูลในหน้านี้เป็นเพียงข้อมูลการศึกษาทั่วไป ไม่ใช่คำแนะนำในการลงทุน ไม่ใช่การแนะนำผลิตภัณฑ์ โบรกเกอร์ หรือกิจกรรมการซื้อขายใด ๆ โปรดศึกษาความเสี่ยงอย่างละเอียดก่อนการซื้อขาย และปฏิบัติตามกฎหมายและระเบียบข้อบังคับที่เกี่ยวข้องในพื้นที่ของคุณ